Opposition proceedings and legal action in social law
If a service provider (cost bearer) rejects an application for the assumption of costs for an assistive product or technical work aids, an opposition or, in the further course, a lawsuit is possible.
In many cases, the beneficiaries - the people who are entitled to a benefit - are successful with an opposition or a lawsuit. However, they must meet certain requirements and be prepared for the fact that court proceedings can take a long time.
In social law, an objection procedure must always be carried out before a lawsuit is filed.
This article provides an overview:
- What deadlines do you have to meet when filing an opposition?
- What do I need to bear in mind when writing an objection?
- What can you do if there is no response to the opposition?
- When can you take legal action in the social court?
- What options are there if a benefit is urgently needed?
- What is counseling and legal aid?
- Who offers legal advice and other help?
What deadlines must be observed in the event of opposition?
In most cases, benefit providers communicate their decisions (administrative act) in writing. If those entitled to benefits are only informed of the decision verbally, e.g. by telephone, they have the right to request the written decision. The decision must contain information on legal remedies, indicating which deadlines and formalities must be observed for the opposition.
Within the applicable deadlines, those entitled to benefits must submit the opposition in writing to the relevant benefit provider or orally for recording at a branch office of the benefit provider:
- Deadlineone month: The objection deadline is one month if the rejection notice contains information on legal remedies.
- One-year deadline: The deadline is extended if the information on legal remedies in the rejection notice is missing or incorrect.
- Start of time limit: The time limit begins when the notice of rejection is received by the person entitled to benefits.
Time limit for the statement of grounds for appeal
The objection can be substantiated immediately or marked with a note, e.g. "The substantiation of this objection will be made separately". There is no fixed deadline for substantiating the opposition. However, it should be submitted as quickly as possible in your own interest.
Note: An opposition can only be submitted electronically with a qualified electronic signature or by De-Mail in accordance with the De-Mail Act. A simple e-mail is not satisfactory!
Delivery points for the letter of objection
An opposition can be submitted to the issuing authority, but also to any other domestic authority, an insurance carrier or a German consular authority. In the case of insurance for seafarers (Knappschaft Bahn See), it is also possible to submit the opposition to a German seamen's office (§ 84 Para. 2 SGG). In social law, the same applies to complaints. This means that a complaint can be submitted to any office of any health insurance fund. It may even be possible to file a claim at a consulate while on vacation.
Fiction of receipt
A notification from a public body (authority) is deemed to have been received by the addressee on the third day after the postmark date. This is important if an opposition or a complaint is to be filed within the deadline.
What can you do if you have missed the deadline?
If those entitled to benefits do not meet the opposition or complaint deadline, they can reapply for the benefit or submit a so-called review application (Section 44 SGB X). However, this will result in further delays to the detriment of those entitled to benefits.
What should I bear in mind when writing a letter of objection?
Beneficiaries can formulate a letter of objection freely or have it drafted by a lawyer. If the opposition is successful, the benefit provider will reimburse the legal fees.
It is important to explain the reason for the requested benefit in detail in the opposition and to provide evidence.
As soon as the decision rejecting the benefit provider has been made, those entitled to benefits should possibly check together with expert help, i.e. usually with lawyers and, in the case of medical issues, also with doctors, whether the legal and medical assessment of the benefit provider is correct and whether all important aspects have been taken into account. In the case of medical issues, a doctor's statement can be helpful as evidence. Although the service provider may make a decision based on the file, it must take into account all relevant circumstances for the individual case and justify the decision.
If the benefit provider bases its rejection on an expert opinion, for example from the Medical Service (MD) or an external assessment, those entitled to benefits should request this and, if necessary, carefully review it with the specialist treating them. In the event of errors or inadequate consideration of the circumstances, those entitled to benefits should correct the facts. If the medical report was only drawn up on the basis of the files, those entitled to benefits should request a personal assessment. Beneficiaries have a right to inspect files in accordance with § 25 SGB X.
Beneficiaries do not have to respond to telephone or written inquiries from service providers as to whether they maintain their opposition after the reasons have been given!
By submitting an opposition, they have already made it clear that they do not agree with the decision.
Time and again, problems arise because applications, oppositions or other underlays have allegedly not been received by the benefit providers. Beneficiaries should therefore make sure that they can prove that the underlays have been received by the benefit providers, for example by sending them by fax with a transmission report. It is also possible to submit the opposition directly to the benefit provider and have the receipt acknowledged on a copy of the opposition. In the case of (registered) post or posting in the service provider's letterbox, a person who can witness the contents of the envelope and the posting or dispatch is always required.
What should be done if the opposition is not responded to?
If the benefit provider does not make a decision on the opposition within three months, those entitled to benefits can file an action for failure to act (§ 88 SGG) with the social court without legal representation. The notice of rejection and the opposition must be sent to the social court with the action. As actions for failure to act are successful in many cases, the service providers will also reimburse the costs of legal representation.
The action for failure to act has no influence on the decision in the case, but only has the effect that the opposition is finally processed.
According to § 18 SGB IX, beneficiaries can obtain a rehabilitation benefit themselves if the benefit provider does not provide a written notification stating the reasons after two months. The benefit is then deemed to have been approved. However, this regulation does not apply to the providers of integration assistance, public youth welfare and benefits for participation in social compensation.
When can an action be brought before the social court?
If the service provider rejects the opposition, those entitled to benefits can take legal action before the social court. The administrative court is responsible for appeals against decisions made by the Integration Office/Inclusion Office.
The information on legal remedies in the notice of objection must state the competent social court and indicate that the action can be brought within one month. If the information on legal remedies is missing or incorrect, the time limit for lodging an appeal is extended to one year.
The period begins with the receipt of the notice of objection by the person entitled to benefits.
Persons entitled to benefits can submit the complaint in writing to the competent social court or submit the complaint orally for the record. The employees of the legal application office of the respective social court are responsible for this and can also help with the wording.
There are no court costs for proceedings before the social court. The state treasury will also pay for an expert opinion possibly commissioned by the court. If this is unfavorable for those entitled to benefits, they can consult another expert of their own at their own expense. If the claim is successful, the benefit provider must reimburse the costs of legal representation.
Beneficiaries can inspect the files in court and represent themselves. However, due to the complexity of the legal matter, legal representation before the social court is recommended.
Is legal expenses insurance worthwhile?
Legal expenses insurance can reduce the cost risk for legal fees, but in social law it often only pays out from the point of legal action. This depends on the respective insurance contract. Legal expenses insurance also has the advantage for those entitled to benefits that it also covers the costs of a further expert opinion (costs of around EUR 2,000 are to be expected here), for example if the expert opinion obtained by the social court is unfavorable for those entitled to benefits.
What options are there if a service is urgently needed?
If a benefit is refused, you can obtain this benefit yourself at your own expense and claim the costs incurred in opposition proceedings and legal action.
If you are not in a financial position to obtain the benefit yourself, but urgently need it and the outcome of the opposition proceedings and legal action is taking too long, you can apply to the social court for a temporary injunction . This does not formally require legal representation, but it is recommended. The normal opposition proceedings and legal action continue until they are legally concluded.
In this case, the court roughly examines whether there is a claim (entitlement to an order) to the benefit and whether there is a need for urgency (reason for an order).
The temporary injunction can be used to oblige the service provider to provisionally provide the requested benefit in order to avert unreasonable disadvantages for the beneficiary. Whether there is actually an entitlement to the benefit is clarified in opposition proceedings and legal action if necessary.
If, for example, it turns out in the legal proceedings that there was no entitlement to the benefit, the benefit provider can reclaim the costs incurred from the person entitled to benefits.
What is counseling and legal aid?
People who are unable to raise the necessary funds for legal representation for personal or economic reasons (e.g. receipt of citizens' allowance, basic benefits under SGB XII or BAföG) can receive legal aid.
Advice assistance includes advice and legal representation by a lawyer vis-à-vis third parties outside of court proceedings and is possible in social law from the point of opposition.
An application for advice assistance must be submitted to the local district court. Beneficiaries must provide evidence of their income and expenses and submit underlays relating to the specific legal dispute. In most cases, the rejection notice from the benefit provider is sufficient. The local court will issue a so-called advice assistance certificate, which can be used to obtain advice and, if necessary, legal representation. Counseling assistance can also be applied for directly via the legal representation after padding proof of income and assets. In the federal states of Bremen and Hamburg, legal aid is exceptionally only granted by public bodies - in Bremen, for example, by the Chamber of Employees and the Bar Association.
Legal aid (§ 114 ZPO) covers the costs of legal representation in court or the court costs for court proceedings.
However, it is only granted
- if the person entitled to benefits is not in a financial position to pay for legal representation,
- the action or application for an interim injunction has a prospect of success,
- the lawsuit does not appear to be frivolous and
- the costs incurred are not covered by legal expenses insurance or another body.
Depending on the financial circumstances of the person entitled to benefits, a distinction is made between legal aid without and with payment in installments.
The application for legal aid must be submitted to the trial court where the lawsuit is filed (§ 73a SGG, § 117 ZPO). In the application, those entitled to benefits must set out the subject matter of the dispute with the evidence and prove their personal and financial circumstances with supporting documents. The application is often submitted directly with the lawsuit through legal representation.
Anyone applying for legal aid undertakes to notify the court of any changes in their personal and financial circumstances within four years of the legally binding conclusion of the court proceedings. The court can review this. If the financial circumstances improve, the costs of the legal dispute (in proceedings before the social courts, only the costs of legal representation are affected) must be repaid to the state treasury.
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Judgments on legal aid
REHADAT law -
Brochure of the Federal Ministry of Justice (BMJ) on counseling assistance and legal aid
PDF | 1000 KB -
Application forms for counseling and legal aid
Justice portal of the federal and state governments -
Local and court directory to find the competent court
Justice portal of the federal and state governments
Who offers legal advice and other help?
Legal advice is available, for example, from lawyers specializing in social law and from associations or self-help organizations for members. Some self-help organizations also offer an additional contract for legal representation with membership.
Examples of legal advice centers:
- Sozialverband VdK Deutschland e. V.
- Sozialverband Deutschland e. V. (SoVD)
- rbm gGmbH - "Rights of Disabled People" of the DBSV (German Association for the Blind and Visually Impaired)
- Bundesverband Selbsthilfe Körperbehinderter e. V. (BSK)
- German Diabetics Association
- Medical Law Advice Network of Medical Lawyers (Medizinrechts-Beratungsnetz der Medizinrechtsanwälte e. V.)
Supplementary independent participation advice (EUTB)
Supplementary independent participation advice (EUTB) is aimed at people with disabilities and people at risk of disability as well as their relatives. The advice is free of charge. The EUTB does not offer legal advice or representation, but can help with applications or provide an overview of which benefits can be applied for and where.
This article was created in cooperation with lawyer Sabine Westermann.
(as of February 2024)